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The April
2004 edition of ReCAPP focuses on "perceptions of social norms." Social
norms are an important topic in adolescent reproductive and sexual health
because adolescents tend to match their own attitudes and behavior to
what they perceive to be the norm among their peers. Since norms are often
misperceived as being riskier than they really are, correcting misperceptions
may be a powerful new tool for helping adolescents avoid risky behavior.
This edition
of Topic in Brief includes the following sections:
| Definitions
of Terms Related to Social Norms |
Social norms are standards of acceptable behavior or attitudes
within a community or peer group. Social norms come in two varieties —
actual norms and perceived norms.
Actual norms are the true social norms for a particular attitude
or behavior. For example, if the majority of a group of sexually active
individuals use some form of birth control, then the actual norm for the
group is to use birth control. Going without birth control is "non-normative"
in that group.
Perceived norms are what someone believes to be the social
norm for a group. If, for example, a young man believes that most of his
peers do not use condoms, for that young man the perceived norm is for
non-use of condoms.
Misperceptions of norms occur when there is a discrepancy between
the actual norm and the perceived norm. For example, adolescents typically
have misperceptions about the normative age of sexual initiation, believing
that it is earlier than it actually is.
Social Marketing is the application of commercial marketing techniques
to programs designed to influence the behavior of people in order to improve
their personal welfare and that of their society. (Andreason, 1995)
Social norms prevention strategies are any of a variety of approaches
designed to decrease risky behavior or increase protective behavior by
reducing misperceptions of healthy norms. Among these strategies are social
norms marketing campaigns, which publicize actual norms through messages
disseminated on posters or other media. Examples can be found by following
the "sample posters" link at www.socialnorms.org.
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The social norms model represents a positive new approach to reducing
risky behavior and increasing protective behavior. In this overview, we
will explain the logic and theory behind the model, describe how it was
first successfully applied in the area of alcohol abuse prevention, and
finally discuss how it relates to promoting adolescent sexual health.
The Logic of Social
Norms
The principles behind the social norms approach are simple. The first
principle is that all communities, even those frequently labeled as "at
risk," have largely protective and healthy social norms. "Problem" behavior
and attitudes within a community, even if common enough to be of great
concern, are nevertheless almost always non-normative. That is, they are
associated with a part of the community, not the whole. This has implications
that we'll get to in a moment.
The second principle of social norms theory is that these positive, healthy
norms are frequently misperceived. For a variety of reasons, people
tend to overestimate the amount of negative or unhealthy behavior that
is going on in their own (and others') communities, and underestimate
the number of positive, healthy decisions and actions that their peers
take every day. For example, young people tend to greatly overestimate
the number of their peers who engage in risky behavior like smoking, drinking,
or having sex at an early age. Why? Partly, these misperceptions are a
result of the way our attention and memory works. We tend to notice and
remember exciting things (like peers bragging about a risky thing they
did last weekend) rather than the mundane things that most peers are involved
in. This bias in what we remember creates a bias in our beliefs about
what is "typical" among our peers.
Misperceptions of actual, healthy norms are common, but they are also
harmful, for a simple reason — people, especially adolescents and
young adults, tend to match their own attitudes and behavior to what they
perceive to be the norm in their peer community. Thus, misperceptions
set up a dangerous situation in which individuals are making unhealthy
choices in order to conform to an incorrectly perceived norm. This situation
can create a "reign of error," in which misperceptions contribute to increased
risky behavior, which further shifts the perceived norm.
The implication for programs is that we may be able to do enormous good
by reducing misperceptions through feeding back information to young people
about the actual, healthy norms of their peer group. This has been the
approach taken successfully in the field of alcohol abuse prevention,
described next.
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Early Applications
The social norms approach had its beginnings almost 20 years ago with a
study finding that college students misperceived the norms related to drinking
on their campus (Perkins and Berkowitz, 1986). A few years later, college
health officials at Northern Illinois University (NIU) began using social
marketing methods to attempt to reduce problem drinking by publicizing the
actual drinking norms. Student surveys indicated that most NIU students
consumed five or fewer drinks when they went out drinking, but many students
thought the norm was much higher. To correct this misperception, buttons
and posters were developed conveying the message, "Most of us drink five
or fewer when we party."
Many other messages were developed in subsequent years, some of which
combined a statement of the norm with other helpful information about
protective behaviors. The campaigns achieved dramatic success reducing
misperceptions as well as reducing heavy drinking and drinking-related
injuries (Haines & Barker, 2003).
The idea of reducing heavy drinking by publicizing social norms spread
to many college campuses, and more recently the approach has been used
in high schools and in statewide media campaigns. The targets of the campaigns
have grown from alcohol issues to smoking, drug use, and sexual assault.
Along with campaigns attempting to reduce a particular risk behavior,
the approach has also been used to promote protective behaviors, such
as safe drinking practices (e.g., using designated drivers), condom use,
and seat belt use. Many of these campaigns are described in a recent book
on the approach, The Social Norms Approach to Preventing School and
College Age Substance Abuse: A Handbook for Educators, Counselors, and
Clinicians (Perkins, 2003).
As reports of success have emerged, the ideas behind social norms have
taken hold as a potentially powerful force for positive social change.
For example, a recent editorial article in the New York Times suggested
that the approach might be used to encourage people to increase their
donations to charity, by having the IRS publicize the actual norms for
donations by people at varying income levels (Ayres & Nalebuff, 2003).
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Social Norms
and Sexual Health
Although relatively little social norms work has been conducted to date
in the area of sexual health, there is reason to believe that the approach
has great promise in this area. Indeed, sexual risk-taking would appear
to be an ideal case for the application of social norms theory. By its nature,
sexual behavior usually occurs in private. Adolescents generally don't learn
about their peers' sexual behavior by observation, but indirectly, from
their peers' own reports or boasts. Thus, perhaps more than any other risk
behavior, sexual risk-taking is susceptible to distortions of reality and
misperceptions of peer norms.
Previous research bears this premise out. In studies of urban 6th graders,
Robinson and colleagues (1999) found that young people generally over-estimated
the proportion of their peers having sex. More importantly, the youth
whose misperceptions were the largest were much more likely to initiate
sex themselves over the next year (see also Kinsman et al., 1998). Another
study found that whether or not a young person used condoms consistently
was related to their perception of whether their peers did so (Romer et
al., 1994).
Planned Parenthood of New York City (PPNYC) conducted research with middle
school students and identified large discrepancies between what young
adolescents actually believe and what they think the norm is for their
peers (Bacon, Cleland & Kantor, 2002). PPNYC found, for example, that
most participants in its urban, public middle school programs believed
that this is not the time in their lives for them to be having sex. Clear
majorities said that they thought sex was not okay at their age and that
they don't intend to have sex in the near future. However, these same
young people reported that they thought "most kids" in their grade were
much different from themselves — that they believed sex was fine
at their age and were likely to be having sex currently or in the near
future.
Thus, there is good evidence both that substantial misperceptions exist
in the area of adolescent sexual health and that these misperceptions
can have negative consequences. PPNYC has begun implementing programs
— both classroom-based activities and social marketing campaigns
— designed to reduce these misperceptions and thereby promote healthier
behavior. The success of these efforts is by no means assured, but the
effectiveness of similar programs in other areas of health promotion is
encouraging.
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The application of social norms theory to teen pregnancy prevention efforts
is a new and evolving approach. Most social norms interventions have relied
on poster campaigns and traditional prevention education. However, it
is possible to incorporate social norms theory into existing curricula
so that healthy normative messages are infused holistically into a program.
In order for educators to successfully utilize this approach in their
programs, they will need to be well-versed in the following five areas:
- Social Norms Theory, Terms, and Application
- Collecting Social Norms Data
- Interpreting Social Norms Data
- Translating Norms Data into Concrete Concepts
- Promoting Healthy Norms
- Social Norms Theory, Terms, and Application
Educators will need to be able to identify the relationship between
actual norms, perceived norms, and misperceptions. Social norms theory
states that adolescents will tend to match their own behaviors to what
they perceive to be the norm among their peers. Since adolescents, like
adults, tend to overestimate unhealthy behaviors and underestimate protective
behaviors, they may tend to be negatively influenced by their misperceptions
of the behavioral norms and engage in risky activities.
For example, a group of middle-school-aged participants are administered
a survey asking them to respond yes or no to the statement: "It's okay
for kids my age to have sex." To get at a misperception, the survey
would have to ask the participants for both their own opinions ("What
I Think") and for their perceptions of how they think others might respond
("What I Think My Friends Would Say").

In this example, with only 25% responding yes, the norm is it's not
okay for kids to have sex. However, since 75% of the respondents thought
that their friends would say it was okay for kids to have sex, there
is a large misperception. In this case, educators would let participants
know that "while it may seem that everyone else thinks it's okay to
have sex, most of you actually believe you should wait until you are
older." In theory, the promotion of the actual norm of delaying the
onset of sexual activity would work toward "normalizing" the belief
among young people that sex should wait, while reducing the pressure
some young people may be feeling based on the misperception or mistaken
belief that others think it's okay to have sex now.
- Collecting Social Norms Data
The promotion
of healthy norms about young people's behavior relies on collecting
data both on actual norms and perceived norms. Three ways to do this
include collecting data through formal evaluation, through "in-class"
paper surveys (or on-line surveys), and on the spot, in-class voting
surveys. Audio-CASI (computer assisted self interview), a computer and
voice assisted methodology to collect data, has also been used to collect
social norms data. This method can help with participants who have low
literacy.
Focus
groups are not a traditional way at getting at norms, especially if
other participants can hear responses — part of the methodology
relies on respondents not being biased by other people's choices —
and interviews might also jeopardize the confidentiality of responses,
making it more likely that there would be respondent-bias toward providing
"right answers."
One strategic
approach to collecting data on norms is through administering surveys
prior to a program. A pre-test survey can provide useful baseline information
about adolescent normative attitudes and/or behaviors related to pregnancy
prevention.
Norms-related
questions can be written to reveal misperceptions about sexual activity,
sexual behavior, dating, harassment in schools, or any other issue that
may be addressed in the program. The results could then be incorporated
into the program lessons through key messages or in a social norms marketing
campaign.
At the
end of the program, a post-test could reveal if program participants'
misperceptions were reduced, a possible indication that the program
successfully worked toward generating awareness about young people's
healthy attitudes and/or behaviors.
If time
or resource constraints are an issue, data can be collected and processed
during program session time, either through paper surveys or through
informal voting surveys. Simple anonymous surveys could be designed
to ask participants how their own attitudes and behaviors compare to
how they perceive their peers' attitudes or behaviors (like the "what
I think"/"what my friends think" question above). These surveys could
either be tabulated and discussed during the session or tabulated later
to be processed at a future session.
Educators
could also conduct an anonymous survey on the spot through a "heads
down, hands up" voting activity. For example, the educator can ask participants
to put their heads down and close their eyes. Next, the educator would
ask participants to raise their hand if they thought it was okay for
kids their age to have sex. The educator would tally the votes and then
ask participants to raise their hands if they thought their friends
or peers would say it was okay for kids their age to have sex. Results
would then be presented to the participants and misperceptions would
be discussed.
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- Interpreting Social Norms Data
Once data has been collected, educators will need to accurately interpret
the numbers in order to make assessments about how to incorporate the
data into the program.
When interpreting data it is important to remember the following:
- Actual norm = Self reported attitudes or behaviors
- Perceived norm = Perceptions of others' attitudes or behaviors (what
people think the norm is)
- When there is a difference between the actual norm and the perceived
norm, a misperception exists.
- The more respondents who misperceive the norm, the more likely people
will be influenced by the misperception.
When looking at a risky attitude or behavior, if more people perceive
others engaging in a risk, even if they are not engaging in the risky
activity themselves, they are more likely to feel pressure to engage
in the risky activity.
Here is an example of how this might play out in a sample survey question
for adolescents:

In this example, the risky attitude = Sex is okay for kids my age.
The norm in this example is "sex is for adults." Seventy-five percent
of adolescents self-reported that they personally believed that it is
okay to have sexual intercourse "when you are an adult." Yet these same
adolescents perceive that 60% of their friends would say sex is okay
at their age. So while the reality is that most adolescents believe
sex is for adults, the misperception is that "most kids my age think
it is okay." Since perceived norms influence behavior, pressure exists
to engage in sexual intercourse.
The goal of the social norm approach in this case would be to reduce
this misperception. And of course, the ultimate goal of any pregnancy
prevention program will be to reduce adolescent sexual risk-taking.
Social norms data may also be presented in as a pie chart in order
to help facilitate interpretation.
In the example above, the blue color represents protective attitudes
(sex okay for adults) and the tan color represents riskier attitudes
(sex okay for kids my age). The chart on the left represents perceived
attitudes of friends; the chart on the right represents self-reported
attitudes. With tan representing the riskier "sex is okay for kids
my age" attitude, it is clear that the tan area on the perceived attitudes
pie (60%) represents a large number of young people who misperceive
the norm. Conversely, the good news in the pie chart on the right in
the self-report is that most kids (75%), represented by the large blue
slice, actually believe (actual norm) that sex is for adults.
It should be noted that adolescents might misperceive the extent to
how their own unhealthy behavior does not match the norm of their peers'
healthy behavior. For example, a norm might be most adolescents use
condoms. An adolescent who doesn't use condoms and misperceives this
norm, believing that most of his/her peers do not use condoms,
may be positively influenced or pressured to use condoms when awareness
is generated about the norm that most adolescents do use condoms.
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- Translating Norms Data into Concrete Concepts
One of the biggest challenges to incorporating social norms theory
into sexuality education lies in translating terms, concepts, and data
into a digestible form for an audience. The theory, terms, and data
are abstract, making it difficult for younger audiences to comprehend.
One way to try to make the terms more concrete for an audience is by
translating the definitions into terms more accessible for an audience.
Examples include:
- "Actual norms" are what's really going on around us, the reality.
- "Perceived norms" are what we think is going on around us.
- "Misperceptions" are when we make mistakes about what we
think is going on around us.
A concrete example of translating terms for adolescents might be disseminating
the message, "While most of you thought your friends would say it's
okay to have sex, we can see that this belief is a mistake. In reality,
most of you believe that it is best to wait until you are an adult."
When literacy is an issue, using photos or cartoons can help bring
clarity to the issue. For example, to help clarify the concept of the
impact misperceptions have on decision-making, here is a smoking example:
| If
you THINK most of your friends smoke ... |
...you
might end up smoking |
|
| If
you KNOW most of your friends do not smoke ... |
...you
will most likely not smoke |
|
When trying to translate norms and data, it is best to try to utilize
language, images, and concepts that are culturally and linguistically
appropriate for your audience. Testing the messages and receiving feedback
from your audience is imperative for both educational lessons or social
marketing campaigns. For more information on testing messages, see this
month's Educator Skill.
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- Promoting Healthy Social Norms
Once the data has been collected and interpreted, and key messages
have been abstracted, the most important step is to promote the healthy
normative message to the audience.
As mentioned earlier, traditionally this is accomplished through social
norms marketing campaign posters. (See this month's Educator
Skill for more on implementing social norms marketing campaigns).
While poster campaigns can be quite effective and reach large audiences,
healthy normative messages can also be promoted through classroom activities
(see this month's Learning Activity)
and through reinforcement of social norm key messages. Reinforcement
may occur in the processing of activities or informally by key staff
members' interactions with program participants.
Ways to incorporate and promote your social norms data into pregnancy
prevention curricula might include voicing the healthy norms within
activities on sexual decision-making, abstinence, contraception, STDs/HIV/AIDS,
etc. Healthy norms might include:
- Delaying the onset of sexual activity until you are an adult, i.e.
"Most of you think you should wait until you are an adult before having
sex..."
- Motivation to use condoms and another method of contraception if
sexually active, i.e., "Most of you know that you should use a condom
if you decide to be sexually active..."
- Accurate perception of risk for sexually transmitted diseases, including
HIV, i.e. "Most of you know that you cannot tell if someone might
have an STD by looking at them..."
- Desire to seek out a parent, caregiver, or trusted adult to ask
questions about sex, i.e. "Most of you said you have talked to your
parents or another trusted adult when you had a question about sex..."
Additionally, educators might spark discussion and confirm understanding
by asking processing questions such as:
- If a teen believes that it is best to wait until he is an adult
before having sex, but thinks everyone else believes it's okay
to have sex now, how might that affect his decision to be sexually
active?
- What happens when we make mistakes about what we think our
friends or peers are doing?
- How are misperceptions harmful?
Some sample key messages that may be infused within a curriculum and
voiced throughout a program include:
- "When we misperceive or make a mistake about what we believe our
peers are doing, we may feel pressure to do things that go against
our values or beliefs."
- "Knowing the reality of what our peers really do or believe
helps us to make good decisions about dating, relationships, and sex."
- "Most of you think that it is best to wait until you are an adult
before having sexual intercourse."
And finally, educators and key program staff can reinforce healthy
normative messages by borrowing a page from media training. As program
participants ask questions during an activity or in an interaction with
a program staff member, key healthy normative messages can always be
delivered. "I'm glad you asked about when's the right time to have sex.
It is best to wait until you are an adult. And the good news is that
when we asked you on the surveys, most of you agreed that sex is for
adults."
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Conferences
The Annual
National Conference on the Social Norms Model. Usually held in the summer,
this conference brings together many researchers and practitioners interested
in social norms. Still heavily focused on alcohol abuse among college
students, the conference is increasingly branching out to other fields
and other populations. Check conference page at www.socialnorms.org for details.
Another
Conference titled "The Social Norms Approach to Promoting Positive Sexuality
and Social Justice is being sponsored by Planned Parenthood of the Southern
Finger Lakes on Corning, New York on April 14-15, 2004. For more information,
contact Maren Olsen at 607-216-0021, ext. 135 or by email at maren.olsen@ppfa.org.
Web Resources
National
Social Norms Resource Center, www.socialnorms.org
Most of
Us Project, www.mostofus.org
Higher
Education Center for Alcohol and Other Drug Prevention, www.edc.org/hec/socialnorms/
Johannessen,
K., Collins, C., Mills-Novoa, B. & Glider, P. (1999). A Campus Study
in Implementing Social Norms and Environmental Management Approaches.
Tucson, AZ: Campus Health Service, The University of Arizona. www.socialnorm.org/arizonaguidetoalcoholprevention.pdf
The Book on the Social Norms Approach
Perkins,
H. W. (2003). The social norms approach to preventing school and
college age substance abuse: A handbook for educators, counselors, and
clinicians. New York: Jossey-Bass.
A Quarterly Publication
The Report
on Social Norms, www.socialnormslink.com/
Curriculum
Safer
Choices includes a changing social norms component. (See Safer
Choices in ReCAPP's section
on Evidence-Based Programs for more information.)
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Andreason, A. (1995). Marketing social change: Changing behavior
to promote health, social development, and the environment. San Francisco:
Jossey-Bass.
Ayres, I.,
& Nalebuff, B. (April 15, 2003). Charity begins at Schedule A. New
York Times.
Bacon, W.,
Cleland, K., & Kantor, L. (November, 2002). Sexuality-related social
norms among middle school students in an urban public school system.
Paper presented at the annual meeting of the American Public Health Association,
Philadelphia, PA.
Kinsman, S. B., Romer, D., Furstenberg, F. F.,& Schwarz, D. F. (1998).
Early sexual initiation: The role of peer norms. Pediatrics, 102,
1185-1192.
Perkins,
H. W. (2002). Social norms and the prevention of alcohol misuse in college
contexts. Journal of Studies on Alcohol, Supplement
No. 14, 164-172.
Perkins,
H. W. (2003). The Social Norms Approach to Preventing School and College
Age Substance Abuse: A Handbook for Educators, Counselors, and Clinicians. San Francisco: Jossey-Bass.
Perkins, H. W., & Berkowitz, A. D. (1986). Perceiving the community
norms of alcohol use among students: Some research implications for campus
alcohol education programming. International Journal of the Addictions,
21, 961-976
Robinson, K. L., Telljohann, S. K., & Price, J. H. (1999). Predictors
of sixth graders engaging in sexual intercourse. Journal of School
Health, 69, 369-375.
Romer, D.,
Black, M., Ricardo, I., Feigelman, S., Kaljee, L., Galbraith, J., Nesbit,
R., Hornik, R. C., & Stanton, B. (1994). Social influences on the
sexual behavior of youth at risk for HIV exposure. American Journal
of Public Health, 84,
977-985.
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About
the Authors
William F. Bacon, Ph.D., is Associate
Vice President for Planning, Research and Evaluation at Planned Parenthood
of New York City (PPNYC). He is responsible for designing and conducting
evaluations of the teen pregnancy prevention programs in the Education
and Training Department and also leads research and evaluation efforts
across the agency.
Robert M. Becker, M.S., is the Associate Vice President
of Education and Training at PPNYC. He has been involved in the field
of sexuality and sexual health for more than 10 years and has helped
write curricula that address the sexual and reproductive health needs
of adolescents. |
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